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2023-08-30

CFTC fines Goldman Sachs $5.5M for failing to record a trading phone line

Reuters Business
Reuters Business
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Goldman to pay $5.5 mln to settle US CFTC accusations it failed to keep cell phone records reut.rs/3qJ35et

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8:30 PM · Aug 29, 2023
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Quiver Quantitative
Quiver Quantitative
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BREAKING: Goldman Sachs has been fined $5.5M for failing to record the phone lines of a trading desk. A Goldman spokesperson has said: "We are pleased to have this matter resolved."

5:31 PM · Aug 29, 2023
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